Finance and Insurance Commission

Results: 615



#Item
401Financial regulation / Finance / Systemic risk / Law / United States housing bubble / Banking in the United States / Dodd–Frank Wall Street Reform and Consumer Protection Act / Community Reinvestment Act / Federal Reserve System / United States federal banking legislation / Financial institutions / Federal Deposit Insurance Corporation

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]FORM 10-K ⌧ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Add to Reading List

Source URL: www.federalreserve.gov

Language: English - Date: 2012-02-24 11:02:38
402Securities / Financial markets / Stock market / Security / Clearing / Federal Reserve System / Repurchase agreement / U.S. Securities and Exchange Commission / Custodian bank / Financial economics / Finance / Financial system

Custodial or Safekeeping Agreements Specific requirements related to an insurance company’s utilization of systems for holding and transferring securities are included in the NAIC’s Model Act on Custodial Agreements

Add to Reading List

Source URL: www.naic.org

Language: English - Date: 2012-09-17 13:12:17
403Investment / Institutional investors / Finance / National Association of Insurance Commissioners / Insurance law / Insurance / Interstate Insurance Product Regulation Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Life insurance / Financial economics / Insurance in the United States / Financial institutions

Microsoft Word - History of State Regulation.docx

Add to Reading List

Source URL: www.naic.org

Language: English - Date: 2011-12-06 15:10:01
404Politics of the European Union / Financial markets / Government / Alexandre Lamfalussy / Committee of European Securities Regulators / Banking /  Finance and Insurance Commission / Late-2000s financial crisis / Financial Services Authority / Centre for European Policy Studies / Economics / Economic history / European Commission

press release "High level committee on a new financial architecture"

Add to Reading List

Source URL: docufin.fgov.be

Language: English - Date: 2009-02-24 09:33:53
405Funds / Institutional investors / Insurance / Net asset value / Annuity / Life insurance / Collective investment scheme / Finance / Investment management / Financial economics / Investment / Financial services

SECURITIES AND EXCHANGE COMMISSION [Release No[removed]; File No[removed]Ameritas Life Insurance Corp., et al; Notice of Application October 25, 2013 Agency: The Securities and Exchange Commission (“Commission”). A

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-10-28 15:17:43
406Solvency II Directive / Jim Donelon / Insurance commissioner / Insurance law / Insurance / Finance / Louisiana / National Association of Insurance Commissioners / Insurance in the United States / Financial institutions / Financial economics / Institutional investors

July 11, 2014 Mr. Jonathan Faull Director General, Internal Market and Services European Commission 1049 Brussels

Add to Reading List

Source URL: www.insurance.naic.org

Language: English - Date: 2014-07-14 16:59:16
407Investment / Financial economics / Financial institutions / Institutional investors / Finance / Insurance / Securities Exchange Act / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - Model 440 Conversion to RCW Format - Draft 2.0.doc

Add to Reading List

Source URL: www.insurance.wa.gov

Language: English - Date: 2014-07-15 12:21:39
408Investment / Financial economics / Financial institutions / Institutional investors / Finance / Insurance / Securities Exchange Act / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - Model 440 Conversion to RCW Format.doc

Add to Reading List

Source URL: www.insurance.wa.gov

Language: English - Date: 2014-07-15 12:21:38
409Investment / Financial economics / Financial institutions / Institutional investors / Finance / Insurance / Securities Exchange Act / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - Model 440 Conversion to RCW Format - Draft 1.1.doc

Add to Reading List

Source URL: www.insurance.wa.gov

Language: English - Date: 2014-07-15 12:21:38
410Financial economics / Stock market / 73rd United States Congress / Finance / Investment / Securities Act / Securities Exchange Act / Prospectus / Investment Advisers Act / United States Securities and Exchange Commission / SEC filings / United States securities law

RULES OF TENNESSEE DEPARTMENT OF COMMERCE AND INSURANCE DIVISION OF SECURITIES CHAPTER[removed]GENERAL ADMINISTRATION

Add to Reading List

Source URL: www.tn.gov

Language: English - Date: 2013-01-22 10:57:15
UPDATE